2017-2018

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FSĀ 486. Securities Brokerage. 3 Credit Hours.

This course focuses on topics that relate to the critical functions and tasks of financial planners and securities brokers. These topics include the organization, participants, and functions of securities markets and the principle factors that affect them, the transaction procedures for various securities, forming and monitoring investment portfolios, and maintaining investment accounts.
Prerequisites: FIN 312 and instructor approval
Session Cycle: Spring
Yearly Cycle: Annual.